Intermediate Calculus
§11 Differentiability and Tangent Planes
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Partial derivatives tell us the slopes of two coordinate traces through a surface. To approximate the whole surface near a point, we need more: one plane must work for every nearby direction, not just along those two traces. That is what differentiability requires.
From a tangent line to a tangent plane
For a one-variable function, the tangent line at is the graph of
Its value agrees with at , and its slope agrees with . But matching a value and a slope is not the whole story. The definition of the derivative says that the approximation error is small compared with the input change:
Equivalently, the absolute error divided by tends to zero.
A tangent line gives a first-order approximation
Solid curve: . Dashed tangent: .
Contact point: . Error: .
Now let be a surface, and fix a point in an open region where is defined. The corresponding point on the surface is . If the partial derivatives exist, they suggest a plane with slopes and :
Fixing gives the tangent line to the coordinate trace; fixing gives the tangent line to the trace. The candidate plane contains both lines. We still need to check whether it approximates the surface for changes in both variables together.
Differentiability means small relative error
Write and for the changes in the inputs. The actual output minus the candidate approximation is
The function is differentiable at when its first partials exist there and
The denominator is the distance moved in the input plane. So the condition says that the error becomes negligible compared with the size of the input change. Merely showing is weaker and is not enough. This is a two-variable limit: checking only the - and -axes cannot prove it.
When differentiability holds, is called the linearization, or linear approximation, at . Its graph is the tangent plane:
The coefficients are evaluated at the fixed base point, not at the nearby input. Near that point, we use . The part is linear in the increments; the constant places the plane at the correct height.
Differentiability also implies continuity. Indeed,
The first two terms tend to zero. The last does too, because it is the input distance times a quantity tending to zero. Thus .
Example: a downward paraboloid
Find the tangent plane to
at . First check the height and compute the two slopes:
The candidate linearization is therefore
We can verify differentiability directly here, rather than just write down the plane. Expanding the true value gives
The linear part is , so
The approximation works in every direction. The tangent plane is
A plane approximates the surface in both input directions
Wire surface: . Shaded plane: .
Contact point: . Highlighted lines are tangent to the and traces.
There is also an exact comparison between the surface and this plane:
The surface lies below the plane, touching it at . That sign is a useful check on the drawing and the algebra.
A normal vector to the tangent plane
Rearrange the general tangent-plane equation as
Reading off the coefficients gives a normal vector
Its negative is another valid normal. The coordinate-trace tangent directions are
Their dot products with are both zero. For the paraboloid example, , which agrees with the coefficients of .
When continuous partials are enough
Checking the error limit from scratch is not usually necessary. A standard sufficient condition is:
If and exist in an open neighborhood of and are continuous there, then is differentiable at .
The neighborhood matters: knowing only two partial-derivative values at one point does not establish a good plane approximation. The condition is sufficient, not necessary; failure of continuity of a partial derivative does not by itself prove failure of differentiability.
For example,
has
Both partials are continuous on all of , so is differentiable everywhere. The same reasoning applies to the polynomial in the paraboloid example.
A cone has no tangent-plane approximation at its tip
Consider
Its graph is the upper circular cone. It is continuous at the origin, but a sharp tip prevents a single first-order plane approximation there.
The cone's coordinate trace has a corner
Upper cone: .
Highlighted trace: . Its two one-sided slopes disagree at the tip.
The failure already appears in a coordinate trace. Along , we have , so the candidate -partial at the origin would be
The quotient is for positive and for negative . The two-sided limit does not exist. Hence does not exist, and cannot be differentiable there. The same argument works for .
Away from the origin, the partial derivatives are
They are continuous wherever , so the cone is differentiable away from its tip. This example separates continuity from differentiability; it is not an example with existing partial derivatives at the origin.
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